The U.S. Securities and Exchange Commission (SEC) announced on March 27 that it will no longer defend its controversial rules requiring companies to disclose climate-related risks, greenhouse gas (GHG ...
The Securities Industry and Financial Markets Association is urging the Securities and Exchange Commission to consider revamping disclosure rule guidelines and says the commission underestimates the ...
The SEC intends to ask courts to delay proceedings related to legal challenges to the commission’s climate rule, according to a statement published Tuesday by the SEC’s acting chair. Citing “changed ...
The Securities and Exchange Commission announced moves this week that will likely end the short-lived SEC rule that would have required companies to disclose information about their climate risks and ...
Created by the U.S. Securities and Exchange Commission (SEC), Rule 144A allows qualified institutional buyers (QIBs) to trade restricted securities without a public offering. This rule improves ...
On June 12th, the Securities and Exchange Commission (SEC) yanked 14 proposed rules that were pursued during the aggressive Gensler administration. While the former SEC Chairman during the Biden ...
New rules to let state-registered investment advisors publish testimonials and online reviews from their clients have been proposed by the North American Securities Administrators Association (NASAA), ...
State securities regulators want to align state-specific rules with the federal marketing rule. The North American Securities Administrators Association (NASAA) requested public comments on proposed ...